Securities

In the wake of the well-publicized bank and securities scandals, securities regulations are more complicated than ever. Our experienced team knows how to wade through the layers of financial obfuscation and regulatory bureaucracy to represent clients – both plaintiffs and defendants - in these cases. We effectively handle securities matters before judges, juries, and private arbitration panels.  We have also guided clients to efficient settlements that have saved millions in fees and business disruption. 

Our clients include law firms, accounting firms, publicly traded companies, engineering firms, investors, investment advisors, shareholders, directors, corporations, and executives. We have represented clients in securities litigation involving:

• Accounting fraud
• Breach of fiduciary duty
• Broker-dealer litigation
• Corporate control
• Corporate fraud
• Derivative actions
• Insider trading
• Investment brokerage fraud
• Shareholder fraud